Privacy Policy & Terms of business

Terms of business for Dresdner Securities Ltd 

Last Updated: 5th September 2024.

Dresdner Securities Ltd provides consultancy services on banking systems, including both digital and legacy-based platforms, to corporate clients operating in financial, legal, and banking sectors. We specialize in offering strategic advice, system architecture recommendations, and software implementation guidance related to banking operations. However, please note the following:

1. No Financial or Investment Advice 

Dresdner Securities Ltd does not offer financial advice, investment advice, or securities trading services. Our services are strictly limited to consultancy on banking systems, software, and operational efficiencies. We do not engage in activities that involve securities dealing, investment management, or share trading. Clients seeking advice on such matters must engage independent financial or legal advisors.

 2. Corporate Clientele Only 

Our services are exclusively available to corporate clients who have sought and obtained professional advice before engaging our consultancy services. We assume that our clients have a comprehensive understanding of the financial and legal markets they operate in. Dresdner Securities Ltd does not serve the general public, retail clients, or individual investors.

 3. No Financial Transactions or Advisory Relationships 

Dresdner Securities Ltd does not provide loans, financial products, or investment-related services. Nothing in our consultancy services establishes a joint venture, partnership, or any form of financial advisory relationship with our clients. We provide banking system consultancy only and do not participate in any monetary transactions on behalf of clients.

4. Regulatory Disclaimer 

Dresdner Securities Ltd is not regulated by the Financial Conduct Authority (FCA) or any other financial regulatory body. Our consultancy services do not fall within the scope of regulated activities. It is the responsibility of our clients to engage regulated professionals, such as solicitors or financial advisors, where applicable.

5. Modifications to Services and Terms 

Dresdner Securities Ltd reserves the right to modify our services, pricing, and terms at any time. Any changes will be communicated via official channels, such as email or our website. We also reserve the right to refuse or terminate services to any client, at any time, without liability or recourse.

 6. Client Responsibilities 

By engaging our services, clients agree to these terms and acknowledge that Dresdner Securities Ltd may modify them as needed. Clients further agree that they will not take any legal action against Dresdner Securities Ltd in connection with our consultancy services. All clients are responsible for engaging their own legal and financial representation, particularly when finalizing any banking software contracts or operational decisions.

7. Non-Disparagement Clause 

Clients are prohibited from making disparaging or negative public statements about Dresdner Securities Ltd or our services. Any such actions will result in the immediate termination of contracts without refund and may incur penalties up to the full amount paid for our services.

 8. Fees and Third-Party Relationships 

Our services are fee-based. Dresdner Securities Ltd does not receive commissions, kickbacks, or any form of remuneration from third parties related to our consultancy services. Any third parties we may refer to clients are independent, and we recommend that clients undertake their own due diligence before engaging with them.

 9. No Liability for Third-Party Software or Systems or advice.

Dresdner Securities Ltd provides consultancy on banking systems but assumes no liability for the performance, security, or functionality of third-party software or systems implemented by the client. Clients should ensure they conduct thorough evaluations of any banking systems, particularly legacy systems, before making decisions.

Terms and Conditions 

For more information, a full copy of our terms and conditions can be provided upon request. By engaging Dresdner Securities Ltd.’s services, clients agree to adhere to the terms outlined in this disclaimer. 

Privacy Policy for Dresdner Securities Ltd documentary and consultancy services.

1. Introduction

At Dresdner Securities Ltd consultancy and advisory IT Services, we are committed to safeguarding the privacy and confidentiality of our clients’ personal information. This privacy policy outlines how we collect, use, disclose, and protect non-public personal information.

2. Information We Collect

We collect various types of information from our clients, including but not limited to:

Personal Information: Names, addresses, phone numbers, email addresses, and other contact details. Financial Information: Income, assets, liabilities, investment preferences, and financial goals. IT-related Information: Technical details related to IT services, such as IP addresses, device information, and browsing history.

3. Use of Information

We use the collected information for the following purposes:

Consultancy for financial software services: To provide personalized advice, investment recommendations, and portfolio management.

IT Services: To deliver IT solutions, troubleshoot technical issues, and enhance system security.

Legal and Compliance: To comply with legal and regulatory requirements.

Client Communication: To communicate with clients regarding account updates, market insights, and service enhancements.

4. Disclosure of Information

We may disclose non-public personal information under the following circumstances:

With Client Consent: We may share information with third parties when the client provides explicit consent.

Service Providers: We engage trusted service providers (such as IT vendors) who adhere to strict confidentiality standards.

Legal Obligations: We may disclose information to comply with legal, regulatory, or law enforcement requests.

Business Transfers: In the event of a merger, acquisition, or sale, client information may be transferred to the new entity.

 5. Security Measures

We take reasonable steps to protect client information:

Physical Security: Safeguarding physical records and restricting access to authorized personnel.

Electronic Security: Implementing firewalls, encryption, and access controls to protect digital data.

Employee Training: Regularly train employees on privacy practices and security protocols.

 6. Client Rights

Clients have the right to:

Access: Request access to their personal information.

Correction: Correct any inaccuracies in their data.

Withdraw Consent: Withdraw consent for specific uses of their information.

Deletion: Request deletion of their data (subject to legal requirements).

 7. Updates to Privacy Policy

We may update this privacy policy periodically. Clients will be notified of any material changes.

 8. Contact Information

For questions or concerns regarding privacy, clients can contact our Privacy Officer at privacy@dresdnersecurites.com